WebDec 5, 2015 · CFTC No-Action Letter No. 12-53 dated December 17, 2012 re: Time-Limited No-Action Relief from (i) Parts 43 and 45 Reporting for Prime Brokerage Transactions, and (ii) Reporting Unique Swaps Identifiers in Related Trades under Partk 45 by Prime Brokers WebNov 25, 2016 · such swap, as determined by the CFTC, and (ii) is subject to the MarketAxess SEF Rules. Block Trades on the MarketAxess SEF may take place in both cleared and uncleared Swaps. Only those Block Trades meeting the requirements for relief under CFTC NAL -7416, expiring November 15, 2024, will be allowed on the …
CFTC No-Action Letter 15-64: This grants relief for swap …
Web11 rows · Mar 30, 2024 · CFTC Staff Letters Office of Technology Innovation Market Data & Economic Analysis Data at CFTC Commitments of Traders Bank Participation Reports … WebAny information an individual submits to the CFTC must be true and accurate. The making of a false statement to the CFTC may be a basis for administrative action under 7 U.S.C. … fintech jobs cape town
U.S. COMMODITY FUTURES TRADING COMMISSION
WebOct 1, 2024 · October 22, 2024 US Comments due on CFTC Proposal to permit the application of separate minimum transfer amounts (MTA) for initial margin (IM) and variation margin (VM), and the application of an MTA of up to $50,000 for separately managed accounts (SMA). WebCFTC Letter No. 20-30 No-Action September 25, 2024 ... U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 ... 15-52, (April 8, 2016); and NAL 17-45. CFTC staff letters and letters requesting relief are available on the Commission’s website at: ... WebNov 22, 2013 · The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued No-Action Letter 13-70 providing relief to swap dealers (SDs) and major swap participants (MSPs) from (1) trading relationship documentation obligations under CFTC regulation 23.504, and (2) certain external … essence of beauty purse